for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been licensed to operate securities
, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, financial advisor (FA), underwriter (UW), comparison of IPO prices and its aftermarket prices in different
notes to the financial statements (under equipment) and in the balance sheet are different, etc. This is deemed as violating Section 56 of Securities and Exchange Act B.E. 2535. 2. The auditor
on the trading in the Stock Exchange of Thailand as Thailand has not been on CalPERS? permissible equity markets investment list. Foreign investors have different investment decision criteria and
well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are
ensure their business continuity and, by extension, prevent impacts on price clearing and settlement and the overall market confidence. To prevent modern day crises and emergencies of different kinds
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
careers and for those who are saving up for long term financial security, as they can choose to invest in different investment policies to suit their risk appetite.________________________
Bangkok, December 18, 2009 ? The SEC is inviting public comment on the draft amendment to the rules regarding procedure for sale of investment units suitable for investors with different risk