of obligations under derivatives which ensures that there shall be repayment for the obligations under derivatives whereby the approved person shall enter into the obligations or become as counter
Office ensures that the service provided by the cloud provider is reviewed on a regular basis. As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed
communicates to the engagement team? 4 Does the firm have a disclosure checklist for the audit of a listed Company? If yes, please attach a disclosure checklist If no, describe how the firm ensures financial
variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC
liabilities as of December 31, 2019 amounted to Baht 625,891 million, a decrease of Baht 34,218 million from the end of September 2019 due to decreases in other guarantees, “others” (under other commitments
(%) September 2017 December 2016 Avals to bills 8,187 7,424 5,529 10.3% 48.1% Guarantees of loans 20,445 20,192 18,001 1.3% 13.6% Liability under unmatured import bills 16,394 14,597 17,921 12.3% (8.5)% Letters
information in the offering documents nor guarantees the price or the return of the fund”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented
name)….. on …(date)… does not mean the SEC or the Office certifies the completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund
completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause
nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause 11 or any other warnings presented clearly through any media or