At the seminar, Prof. Pornchai Chunhachinda, PhD., SEC Board member, gave a keynote address on the topic, “The Importance of ESG Disclosure and the Roles of Auditors towards Sustainability of the Thai Capital Market and Economic Growth.” In addition, the research team from Thammasat University led by Prof. Witawat Rungruangphon and Mr. Weerapong Kitiwong, PhD., presented the results of the Value of Audit Research Project, revealing the main reason why stakeholders or related parties have failed...
“Director Pool”, a database for nomination of directors who have appropriate qualifications and skills, which is another initiative that helps enhance women’s exposure to corporate leadership and directorship
According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
Guidelines for Establishment of Information Technology Systems
Guidelines on Establishment of Information Technology Systems
Rules in Detail on Establishment of Information Technology System
Rules in Detail on Establishment of Information Technology Systems
establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading orderliness measures SEC public hearing on draft ministerial regulations and draft
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
Establishment of Mutual Funds and Execution of Agreements for Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 2)