to the Anti-money Laundering Office (AMLO) for consideration of actions within their authority as the offenses in this case constitute predicate offenses under the Anti-Money Laundering Act B.E. 2542
all offenders in this case were impleaded according to the evidence obtained from investigation process. “The SEC has taken actions according to the authority under the SEA and collaborated with
วันนี้ Monetary Authority of Singapore (MAS) โดย Mr. Shane Tregillis, Deputy Managing Director (Market Conduct) และสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดย นายธีระชัย ภูวนาถ
Monetary Authority of Singapore to double check UBS?s document to ensure its accuracy and completeness. Regarding Form 246-2 irrelevantly filed with errors by UBS on August 24, 2001, the SEC urges anyone
Bangkok, August 16, 2007 ? The SEC signed a Memorandum of Understanding with the Monetary Authority of Singapore (MAS) today to provide a mutual recognition of market professionals. The MOU
provided by the Monetary Authority of Singapore (MAS) and Securities and Futures Commission, Hong Kong (SFC) in gathering relevant facts and evidence which consequently help the SEC to pursue legal action on
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong
diligence concerning:1. Information on counterparty that may have relationship with issuing company. As such counterparty was being under criminal proceedings by public authority, the result may impact the
เทคโนโลยีมาใช้ในตลาดทุนไทย รวมถึงการยกระดับการพัฒนาและการกำกับดูแลตลาดทุนไทยสู่ตลาดทุนดิจิทัล ทั้งนี้ งาน SFF 2022 จัดขึ้นระหว่างวันที่ 2-4 พฤศจิกายน 2565 โดย Monetary Authority of Singapore (MAS) ภายใต้