specified in the notification of the SEC. In this regard, the SEC may also specify fees of service charges which the securities company may charge its customers for performing investment advisory service.
market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called; 5 Amended by the Notification of the Capital
Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called
Governance in Asia (CG Watch) by Asian Corporate Governance Association and CLSA Asia-Pacific Markets (CG Watch) SHARE : Detail Content For more information Click here Doing Business FSAP CG ROSC CG Watch
techniques and development in performing audit regulatory duties. Currently, the AARG members include Singapore, Malaysia, Indonesia, and Thailand. The SEC has actively participated in all annual events hosted
financial statements; (4) re-examining and reviewing compliance of rules; (5) supervising the internal control unit; (6) performing any other duties assigned by the SEC. In executing the duties under the
in the matter of auditing financial statements; (4) re-examining and reviewing compliance of rules; (5) supervising the internal control unit; (6) performing any other duties assigned by the SEC. In