to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform
assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 Settlement Committee Meeting
following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the intermediary shall identify clearly that such branch will
domestic or oversea branch office in accordance with the following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the
domestic or oversea branch office in accordance with the following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the
domestic or oversea branch office in accordance with the following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the
Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other
Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other
Qualifications Related Work Experiences Required Examinations Securities Investment Analysis Related Rules on Investment Analysis Person approved or registered to perform duties in the same manner as ASEAN
important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended