system related to investment unit trading and fund management as defined in the notification concerning support system provider. “ the notification concerning support system provider ”4 means the
related to investment unit trading and fund management as defined in the notification concerning support system provider. “the notification concerning support system provider”4 means the Notification of the
“institutional investor,” ultra-high net worth investor,” or “high net worth investor” otherwise, the said terms shall be as defined in Clause 4, Clause 5 or Clause 6, as the case may be. Clause 3 In this
investor,” ultra-high net worth investor,” or “high net worth investor” otherwise, the said terms shall be as defined in Clause 4, Clause 5 or Clause 6, as the case may be. Clause 3 In this Notification
define the terms “institutional investor,” ultra-high net worth investor,” or “high net worth investor” otherwise, the said terms shall be as defined in Clause 4, Clause 5 or Clause 6, as the case may be
financial statements” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning Determination of Definitions in the Notifications Relating to Issuance and
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
approach 2.1 Specification of a new type of securities under the SEA to ensure no regulatory gap • Securities, according to the SEA, are specified on a positive list and may not cover, in some cases
the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of