effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in
เปลี่ยนมือได้ (Transferable Custody Receipt : TCR) ข้อมูลทั่วไป ชื่อผู้ตอบ ตำแหน่ง ชื่อบริษัท * เบอร์โทรศัพท์ เบอร์โทรสาร E-mail address สถานะบริษัท ผู้รับฝากทรัพย์สิน นายหน้าซื้อขายหลัก
. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor. 43/2552 Custody of Clients Assets by Securities Companies (Codified
1. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor. 43/2552 Custody of Clients Assets by Securities Companies
notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is failing to segregate assets under its custody as assets
provision of services to customers’ wallets as well as the drafted amendment to the regulations for custody of customers’ assets, to ensure proper, standardized and effective supervision of digital asset
Commission Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33
of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2
Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2) of the
กองทุนส ารอง เลี้ยงชีพ” ผู้ประกอบธุรกิจ PF ที่เป็น broker และ ประสงคท์ ำ self -custody ให้ถือว่ำ เปน็ custodian ที่ ได้รับควำมเห็นชอบ ตำมประกำศนี้ และ ให้แจ้งกำรเปน็ self-custody ตอ่ ส ำนักงำนภำยใน 7