mean time, the derivatives brokers may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives
mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
international laws and/or regulations, broader Environment, Social and Governance (ESG) attributes, or credit-worthiness. The Climate Bond Certified Mark (“Certification Mark”) is used to designate Certified
company to perform differently or in addition to the performance standards as set out by the association as per paragraph two hereof. Clause 13. In the event that any management company shall designate
. In the event that any management company shall designate another person to undertake the investment management, such designation shall comply with the following rules: 1(1) The person so designated
shall designate another person to undertake the investment management, such designation shall comply with the following rules: 1(1) The person so designated must be qualified to undertake securities
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this
. Clause 5. The policies and procedures mentioned in Clause 4. must be regularly reviewed within the timeframe deemed appropriate by the securities company. Clause 6. Securities company must designate an