, there shall be explained the procedure and measure on price risk management of investment, derivatives and products or underlying issues such as position limit, pricing model, method and frequency in the

derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

own opinion without reference to any research paper from a reliable source.Both investment consultants have failed to perform duties with responsibility and deliberation as a professional in violation

–. The selected KPIs’ internal control and reporting processes are relevant, transparent and enable to provide reliable data. All relevant information related to the KPIs, including results, underlying

to investors. All these approaches are expected to build trust and confidence among stakeholders, subsequently leading to a trustworthy digital asset market that supports sustainable growth of the

is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it

suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any

การจัดสรรครั้งต่อไป (Next Allowable Limit) หมายเหตุ ขออนุมัติวงเงิน 200,000 200,000 0 300,000 รายงานการใช้วงเงิน 100,000 200,000 100,000 300,000 ขออนุมัติวงเงิน 200,000 400,000 100,000 100,000 รายงานการ

การจัดสรรครั้งต่อไป (Next Allowable Limit) หมายเหตุ ขออนุมัติวงเงิน 200,000 200,000 0 300,000 รายงานการใช้วงเงิน 100,000 200,000 100,000 300,000 ขออนุมัติวงเงิน 200,000 400,000 100,000 100,000 รายงานการ