reasonable suspicions, the SEC Office may reject the application: (1) an applicant or an offer for sale of bonds has the characteristic or meets the rules or conditions to obtain an approval according to this

prohibited characteristics under Division 1 is an applicant for obtaining an approval as personnel in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof

from NPSI’s shareholders if NPSI may not operate the project and if the shareholders of NPSI refuse to return the security deposit, the Company is entitled to file a suit against NPSI’s shareholders

from NPSI’s shareholders if NPSI may not operate the project and if the shareholders of NPSI refuse to return the security deposit, the Company is entitled to file a suit against NPSI’s shareholders

market personnel possesses any prohibited characteristics prescribed under Part 1, the SEC Office shall refuse to grant an approval on the ground that such person possesses prohibited characteristics

payment on the condition that the Company can demand for a return of the capital investment from NPSI’s shareholders if NPSI may not operate the project and if the shareholders of NPSI refuse to return the

investment from NPSI’s shareholders if NPSI may not operate the project and if the shareholders of NPSI refuse to return the capital investment, the Company is entitled to file a suit against NPSI’s

if NPSI may not operate the project and if the shareholders of NPSI refuse to return the capital investment, the Company is entitled to file a suit against NPSI’s shareholders under the conditions

where a fact appears that any person has any behavior under Clause 16, the SEC Office may take one or more actions as follows: (1) reject the application for approval as auditor in the capital market; (2

พิจารณามีความรู้ ความเชี่ยวชาญในการตรวจสอบความเป็นไปได้ของ project หรือจ้างผู้เชี่ยวชาญภายนอกมาช่วยในการพิจารณาความถูกต้องของข้อมูล · บรรยายวิธีคัดกรองลูกค้า จุดไหนที่จะ reject และจุดไหนที่จะรับเป็นลูกค้า