SEC during the year and thus were not appointed to perform audit engagements for listed companies for the fiscal year 2020. Moreover, some auditors in the capital market were assigned by their audit
juristic person. In the latter case, the company must identify the name of the official assigned by the appointed juristic person to perform the duties of the company secretary via Form 89/15-1. Appoinment
juristic person. In the latter case, the company must identify the name of the official assigned by the appointed juristic person to perform the duties of the company secretary via Form 89/15-1. Appoinment
firm? If yes, Is the center: (a) Personnel within the firm? (b) Individuals from a network firm? What audit procedures are assigned? _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal
investment decisions for seeking benefits from derivatives for clients . “ member of fund investment committee ” means a member of a committee which is appointed or assigned by a fund management company to
and the Stock Exchange of Thailand within May 15, 2017 but TSF was prepared and submitted the reviewed financial statements for Q1/2017 which reviewed by an auditor who didn?t appointed by the
, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office
Bangkok, October 1, 2014 ? The SEC Board appointed Tipsuda Thavaramara, Senior Assistant Secretary-General as a Deputy Secretary-General. The appointment becomes effective as from October 1, 2014
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s