begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less
in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest
Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied
to the punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made
the Securities and Exchange Act B.E. 2535(1992) (SEA) in conjunction with Section 83 of the Penal Code. The DSI and public prosecutors probed into the case and decided to pursue charges against them
Exchange (SGX), who is of view that volatility closing price on such particular day was due to market?s low liquidity. SGX also investigated on the incident and decided to set additional measure where market
they can easily make profits from trading gold futures contracts, which made numerous investors believe and decided to open trading accounts with the company and paid investment amounts to the company in
against Mr. Suphan Sethapanich for this offense at the same time. The public prosecutor decided not to pursue the case in court and the case was deemed final. SEC Act S.281/2 paragraph 2 311 283
) (Amended) The Board of Director’s Meeting No. 5/2017 of N.D. Rubber Public Company Limited (“the Company” or “NDR”) where held on November 26, 2017 has resolved the Company to acquire total shares of