mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
being fund supervisor are unlimited liabilities partners or limited liabilities partners that hold shares in an aggregate of more than ten percent of the total shares of such limited partnership; (3
unlimited liabilities partners or limited liabilities partners that hold shares in an aggregate of more than ten percent of the total shares of such limited partnership; (Translation) 2 (3) Limited company or
acts under the provisions of this Act or other laws. In exercising the power and duty of the Office under the first paragraph, the Office shall have the power to: (1) own, possess, hold any proprietary
1,000,000 totaling 10,000 shares with Baht 100 per share 5. Paid-up capital Baht 1,000,000 or 100% 6. Shareholding Structure The Company hold 9,998 shares or 99.98% 7. Authorized Directors 1. Mr. Paisarn
amalgamation between SRT and GCT, the Company will hold shares in a new company resulted from the amalgamation (the “New Company”) at 20 percent of the total sold shares of the New Company, which represents the
) Public Company Limited, (“The company”) would like to notify the resolution of the Board of Directors Meeting No.7/2018, hold on August 6th, 2018 as follows: 1. Certified the minutes of the Board of
their rights of voting for the units they hold beyond the one-third rule. In addition, business operators offering mutual fund brokerage services to omnibus accounts have to observe the regulations