covering-up, concealment or creation of fictitious information that may not have existed in a transaction or material undertaking; (d) having withdrawn an application for approval of an offer for sale of
Representative of Private Fund Provident Funds Management Companies / Custodians / NAV Verifier / Auditors / Fund Administrators Derivatives Funds Derivatives Fund Managers Marketing Representative of
Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the
Mrs. Karen Elizabeth Entwistle 2. Mrs. Karen Elizabeth Entwistle. - – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the foreign
(2008) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require
) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require prior approval from
public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed
debentures of CISSA company limited No. 1/2020 due 2025 with the issuer’s right of early redemption. Daol Securities (Thailand) Public Company Limited is the bondholders’ representative. The e
as the bondholder representative for CMO23NA. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of an
must declare its intention to appoint debtholders’ representative since the beginning process that it applies for approval of debenture issuance to SEC because the appointment during the tenure of such