, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in
service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the
กรณีอื่น นอกจากกรณีที่ 65 − ไมตองเขารับการทดสอบ แตใหผานการอบรม หลักสูตรเตรียมความรู (full course) หรือหลักสูตร ทบทวนความรูเพื่อใชในการตออายุ (refresher course)6 ไมตองเขารับการทดสอบ แตใหผา
authorized directors and managers: Requiring DA operators to appoint a person with at least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized
accordance with his state policy and from the second quarter of 2017 a portion of the proceeds came from the sale of all assets related to the golf course business of FANCYWOOD INTERNATIONAL, LLC (a subsidiary
solutions and search for financial information. The SEC will also hand out toolkits for trainees as guidelines for their internal activities and evaluation. Also featuring in the training course will be those
Thailand Securities Institute for no longer than two years on the date of submission of application or if more than two years, had attended a training course of a training institute or training course
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom