1 แนวทางการยื่นค าขออนุญาตเสนอขายตราสารหนี ้และรายงานต่าง ๆ หมายเหตุ * การย่ืนข้อมูล feature – ส่ง hard copy กรณีตราสารระยะยาว : print ใบสรุปการส่งข้อมลูตราสารจาก IPOS ซึง่ได้ลงนามรับรองความถูกต้อง
G J Steel Public Company Limited G J Steel Public Company Limited (?GJS?), a securities issuer, failed to prepare and deliver a copy of an opinion concerning the tender offer as per the Form 250-2
Investment Scheme for non-retail investors (NRI CIS) ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS) Asia Region Funds Passport (ARFP) Foreign ETF Name of CIS operator: Tel/Fax
ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC
applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of
Step Type / Number and Additional Details (if any) Issued by Governmental Agency 1) Passport Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant Department of Consular Affairs 2
and body. Upon receipt of the application documents, the SEC will inform the applicants (1) at once for submitting in hard copy or (2) within one business day for submitting in soft copy, in case the
Evolution Capital Public Company Limited Evolution Capital Public Company Limited (E), a securities issuer, shall prepare and submit the copy of accurate annual report for the year 2012 (Form 56-2
Additional Details (if any) Issued by Governmental Agency 1) Passport Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant Department of Consular Affairs 2) Certificate of Juristic