in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in relation to the customer’s account or
owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in
SEC Search Search From : Home > Search > Search Results search: Documents Any Documents Microsoft Excel ( 10 ) http://172.19.1.196:8983/solr/secweb/select?q=electrical control OR "electrical control
" electronic possession " OR "electrical ownership " OR "electrical control" OR " digital ownership " OR " digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype https://secsearch.sec.or.th
= electronic possession OR " electronic possession " OR " electrical ownership " OR " electrical control" OR "digital ownership " OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype
control OR "electrical control" OR "electric manage" OR "electric oversee" OR "power manage" OR "power oversee"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field
to the rest of the firm. By reinforcing the importance of audit quality and its underlying factors such as the firm’s quality control procedures, the firm leaders would influence their staff to
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology
"electronic possession" OR "electrical ownership" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field
=electronic possession OR "electronic possession" OR "electrical ownership" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype