company shall have a process ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give
ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give accurate and suitable investment
carefully monitor the ongoing situation and changing consumer behaviors understood to be the ‘New Normal’ and will take actions to ensure that the Group adjusts to respond to the needs of customers in a
, underwriters, and arrangers are designed to improve the quality of credit ratings and their usefulness to investors. These provisions should not be interpreted in ways that undermine the independence of CRAs or
briefly and concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as follows: • Investment policy of a fund should reflect which
. Investment policy and strategy Information should be presented briefly and concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as
strategy Information should be presented briefly and concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as follows: • Investment
concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as follows: • Investment policy of a fund should reflect which assets the fund
provisions should not be interpreted in ways that undermine the independence of CRAs or their ability to issue timely credit ratings. 4 In 2004, following the publication of the IOSCO CRA Principles, IOSCO