: 8 (a) liability to the intermediary as a result of the service provider acting or omitting to act intentionally or negligently; (b) measures and arrangements for business continuity of the service
shall bear no term or condition in which the securities company can be waived its responsibility to the clients, whether it is done from the act or omission of an act, intentionally or by negligence of
market: (a) engaging in any unfair trading of securities and derivatives; (b) undertaking dishonestly or causing damage to properties, creditors or the public; (c) intentionally making false statement or
and other additional regulations prescribed by the Law on Securities and Exchange, or aiding or abetting thereof; (2) intentionally presenting false statements in material matters, or concealing
damage to properties, creditors or the public; 3. failing to perform duty with responsibility, due care and loyalty; 4. intentionally making false statements or concealing material facts which should have