company properly complies with laws and regulations within the period set forth by the Settlement Committee. SEC Act S.247 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 17/2018

Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day of prosecution date until the company so complies. Since the

employees. The use of the I Code principle as a qualifying factor for scoring conforms to what SEC wants institutional investors, including the provident funds, to invest responsibly, considers the benefits

company does not subject to process any matters which conform to all those requirements. Nonetheless, this investment still conforms to information disclosure in participation/ (cancellation) in equity of

.   The SEC is proposing to issue regulations that would exempt social enterprises from filing the application and the registration statement for public offering, provided that their operation complies with

. Accordingly, compliance unit must be strengthened to have clear role, duty and standards of conduct and thus help building up compliance culture to ensure that business operator complies with laws and

fine of Baht 30,000 and a further fine of Baht 1,000 each day starting from the judgment date until the company so complies. SEC Act S.300 in conjunction with 56(1)(2)(3)(4) and 199 Criminal Complaint

day starting from the next day of prosecution date until the company so complies for failing to file the audited financial statements for the year 2016 – 2018. Since the accused pled guilty, the Court

accused to pay a fine of Baht 1,431,000 and a further fine of Baht 500 for each day starting from the next day of prosecution date until the company so complies for failing to file the audited financial

294,500 and a further fine of Baht 500 for each day starting from the next day of prosecution date until the company so complies for failing to file the audited financial statements for the year 2018. Since