plan for establishment of the fund, manual, or operating check list and performance report. 2. Fund establishment procedure should be conforming to the characteristic of the mutual fund as follow: 2.1 In

conducting business and complying with the law. The SPV Act grants the SEC Board the power to issue subordinate regulations regarding the criteria for defining future receivables as well as regulations

real-life environment with real customers while complying with the regulations and conditions suitable for the experimenting period, for example, the requirement for standard systems and the maximum

investment scheme. Clause 3. The SEC Office may specify detailed guideline for the purpose of complying with this Notification and when having complied with the guideline, it shall be deemed to have been

of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand

conducting business and properly complying with the law, the SEC is therefore proposing additional regulations the essences of which are as follows:(1) Definition of future receivables under Section 3 of the

brokerage services, a securities company shall be exempted from complying with the Notification of the Capital Market Supervisory Board No.Tor.Thor. 65/2552 Re: Rules and Procedures for Securities Brokerage

complying with the ARFP rules would be entitled for public offerings in the host country through licensed selling agents.Similar to the ASEAN Collective Investment Schemes (ASEAN CIS) which has been launched

and stay away from suspicious investment solicitation and scams. SEC is also coordinating with business operators in complying with the guidelines of the Ministry of Public Health to curb the spread

criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or