misleading, distorted facts, nor material content that differs from such information filed with the Office. Clause 9. To ensure that the management of private funds shall be duly carried out in accordance with
differs from such information filed with the Office. Clause 9. To ensure that the management of private funds shall be duly carried out in accordance with customers’ objectives and needs, each private fund
should be, since the intermediary also receives the interest as a result of such service or of the outcome of a transaction carried out on behalf of the client , or [ii] providing inappropriate services to
Part XI.B. Related Party Transactions a. that has been completed or will be completed at or before the close of the offer, disclose whether or not the transaction has been or will be carried out on an
before the close of the offer, disclose whether or not the transaction has been or will be carried out on an arm’s length basis; b. that will continue after the close of the offer, disclose (i) whether or
Directors certifies that the Board of Directors has performed its duty with honesty and has carefully preserved the benefit of the Company in relation to such increase of the registered capital. However, in
of Directors The Board of Directors certifies that the Board of Directors has performed its duty with honesty and has carefully preserved the benefit of the Company in relation to such increase of the
policy and business continuity plan can be carried out effectively. Clause 24 To ensure that business continuity management is effective, each derivatives exchange shall take the following actions at least
(effective on 16 September 2016). 10 (b) the appraisal is conducted in full where the instruments of rights have been examined and such appraisal is conducted for public purposes for the disclosure of