amended regulations on custody of assets, with key essences as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for
) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the
regarding Disclosure and Compliance by Listed Companies relating to Connected Transactions B.E. 2546 dates 19 November B.E. 2546 (and its amendments). However, this Partial Business Transfer is considered as
then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client; (2) In July 2017, Nutnicha borrowed shares of
) has amended the regulations on custody of clients’ assets in digital asset businesses, which include keeping custody, withdrawal and transfer of clients’ fiat money, and seeking benefits from clients
คุณสมบัติของผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (head of compliance) (ทลธ. 36/2560)
Management Name : Mr DUMRONG WONGPRAYOON | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 07/11/2017
Management Name : Mr NARONG SUWATTHANAPHIM | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 17/04/2018
Management Name : Mr THANUT THATAYANON | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 19/12/2017