Microsoft Word - torthor_9_2551_final (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

.   “Moreover, SEC is well aware that, in rendering services, business operators in capital market inevitably need to access personal data of customers. The business sectors in capital market, especially the

policies and procedures maintain or provide its personnel access to adequate and up-to-date audit manual, firm’s policies and procedures and reference materials which include materials related to the client

Unofficial Translation (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. PAGE

UNOFFICIAL TRANSLATION Codified up to No. 3 As of 9 June 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

well as the Democratic Form of Government with His Majesty the King as Head of State, (2) Integrity, good conscious and accountability to duties, (3) Decisiveness and proper and fair conduct, (4

... PAGE UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither

... UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither

Microsoft Word - SorThorNorDorKhor 11_2551_final UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

just voting. Activities may include monitoring and engaging with companies on matters such as strategy, performance, risk, capital structure, and corporate governance, including culture and remuneration