Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit
Facebook page Gulf Energy service : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
บัญชีไลน์ ชื่อ Wallet Service : Unlicensed securities and derivatives business (Disclosure Date : 25/01/2024)
LINE Official Account "Investment service" : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2022)
Facebook page A Trade Service : Unlicensed securities and derivatives business (Disclosure Date : 02/06/2022)
LINE Account ANZ Investor Service : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
บัญชีไลน์ ชื่อ customer service : Unlicensed securities and derivatives business (Disclosure Date : 22/12/2023)
Line ชื่อ ศูนย์Service s : Unlicensed securities and derivatives business (Disclosure Date : 07/06/2024)
บัญชีไลน์ ชื่อ customer service : Unlicensed securities and derivatives business (Disclosure Date : 22/12/2023)