HOSPITAL PUBLIC COMPANY LIMITED Disclosure Business News ( 7 record(s) found) Date Time Heading Link 10/11/2022 12:42 Notification of the connected transaction regarding the receipt of financial assistance
Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s
, indicating that he had been authorized by his client to make securities trading decisions on the client's behalf. The communication record showed that {A} called to inform his client of the trading orders
Public https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10129 SEC encourages utilization of NDID to facilitate the intermediaries and investors. by conducting the process of Know Your Client (KYC) so
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
client and seeking benefits from the client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that Acting Sub-lieutenant
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
Information of the connected transaction on receiving financial assistance 26/09/2022 18:29 The Information of the connected transaction on receiving financial assistance 26/09/2022 18:28 Change the information
investigation, Sakkarin was found to have acted in the following manners: (1) Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio
Granting financial assistance for the associated company 01/07/2021 17:14 Promissory note from connected persons and granting financial assistance (Revised) 30/06/2021 17:05 Promissory note from connected