client whose occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money

Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................

-SIBs) in September 2017. Bangkok Bank, which is classified as a D-SIB, is required by the BOT to hold additional capital for the Higher Loss Absorbency (HLA), which gradually increasing the required

Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules

Printable Format - Laws and Regulations Derivatives Agent |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating

revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for selling of goods. The revenues were not generated from the actual

revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for rendering services. The revenues were not generated from the actual

toner and printers, Baht 26.09 million, were the revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for selling of goods. The

Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch

Intermediaries and professional Number of Companies 145 As of : 08 Aug 2024 Last Updated : 09 Aug 2024 More information Intermediaries and professional summary Number of Companies Classified by Type of Companies