The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9284 Ministry of Finance
on quality and reliability enhancement of such business operator to protect investors. This means the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9337 SEC urges digital asset business
enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect
operator to protect investors. This means the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9337 SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
, the SEC issued a circular letter to all financial advisors and listed companies seeking their cooperation on encouraging IPO companies and listed company to comprehensively apply the CG code on the