. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
prohibited characteristics under Clause 3(13) of the SEC Office Notification No. KorThor/Nor/Khor. 3/2548 Re: Prohibited Characteristics of Securities Business Personnel dated January 17, 2005 and Clause 3(13
performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as
without the characteristics of MOP cover all types of digital asset businesses and that digital asset business operators are able to participate in the BOT’s Programmable Payment Sandbox while promoting
Criminal Fining Committee therefore fined him 5,560,000 baht.In addition, the criminal fine caused {A} to have untrustworthy characteristics of director and executive at any listed company* for two years
deemed as having untrustworthy characteristics of a publicly held company's director and executive while {B} and {C} are deemed as having prohibited characteristics of capital market personnel and
Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor
characteristics as specified in Section 103, the Office shall have the power to withdraw its approval and the securities company shall propose other persons for the approval from the Office within fifteen days from
-standard characteristics) ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์ สภาพคล่อง และค่าความเสี่ยงของสถานะเงินลงทุนดังกล่าวโดยยึดหลัก building-block https://www.sec.or.th/TH/Documents/Intermediaries/FAQ