general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2
Funds as a result of Merger and Amalgamation of Mutual Funds dated 26 October 2000 which are in effect prior to the effective date of this Notification shall remain in full force to the extent that they
Securities Companies to Proceed with Customer Complaints dated 1 February 2002 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are
Companies to Proceed with Customer Complaints dated 1 February 2002 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are neither
extent the product range and customer base among the fast growing business group. Operating profit in Q1-20 totaling Baht 430 million drop down from the same quarter of last year making operating profit
Exchange and Derivatives Clearing House dated 16 May 2005 which are in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor
points/concerns have been followed up. B9 Where the firm operates as part of a network under common monitoring policies and procedures: (a) Whether the firm receives the overall scope, extent, and results
Private Funds shall take effect, mutatis mutandis, to the extent that they are not inconsistent with or contrary to the provisions prescribed herein. 2 Chapter 2 Establishment and Management of Mutual Funds