: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
Securities and Exchange Commission No. SorThor. 8/2548 Re: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the
strategy that is based on three major pillars: topline growth, operational excellence, organization development. The “fixing the basics” program is nearly complete, resulting in upgrades of technical assets
control approaches. Control can be defined in either financial (financial control) or operational (operational control) terms. Construction & Engineering insurance: insurance protection that provides
certain percentage of the debt securities have instructed the representative to take certain action. 4. Disclose whether the representative may also require indemnification before proceeding to enforce a
shares and warrants of U City via private placement and a rights offering and (iii) the disposal of certain non-core assets 22 January 2018: The Company completed the private placement of 26,384mn
the Derivatives Act B.E. 2546 (2003) and Section 8(1) and Section 76 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) which contain certain provision in relation to the restriction
Management 11 Market Risk Management 14 Liquidity Risk Management 16 Operational Risk Management 17 Cyber Risk Management 17 Strategic Risk Management 19 3. Business Directions and Operations of Core
maintained its growth momentum. Similarly, Thailand’s major economic indicators continued to exhibit growth, as evidenced by brighter exports, government spending and private spending on certain items of