Rules for Operation of Derivatives Exchange
Rules for Operation of Derivatives Clearing Houses
Outsourcing Function related to Business Operation to Third Party
SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and
ex officio board member. 3.4 Exemption of Thai nationality for the board members In case where the operation of the SET requires certain specialized knowledge or experience of a person who does not
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business
Work System, Contact with Investors and General Business Operation of Trustees
Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)
Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories