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-oriented support to the fund industry to promote long-term investment in mutual funds, aiming to foster financial well-being for youth education as well as post-retirement living. Additionally, a focus is
, 2014 as a representative of the IOSCO Asia-Pacific Regional Committee. SEC Secretary-General Vorapol Socatiyanurak said that this is a great chance for the SEC to contribute more to the work of the
several IOSCO’s working groups. The SEC Thailand was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the
' Association, the Association of International Banks, the Thai Financial Planners Association, the Thai Investors Association and the Thailand Securities Institute in standardizing suitability test for
, Dean of the Faculty of Law, Chulalongkorn University, Advisor of the working group, and Head of the project of business and human rights for business sector in the Thai capital market (Phase 1
Bangkok, 17 March 2017 ? The SEC has launched the Corporate Governance Code 2017 (CG Code) as a guideline for boards of directors of listed companies in performing their duties and leadership role to
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for two months, effective from February 9, 2015
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months