Miss Pornpen Nithikasem Miss Pornpen Nithikasem joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Kumpol Wirathepsuporn Mr. Kumpol Wirathepsuporn joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of

Mr. Treekhanit Makraksa Mr. Treekhanit Makraksa joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Thitipat Thitiphan Mr. Thitipat Thitiphan joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing and

Mr. Teerachai Rattanakamolporn Mr. Teerachai Rattanakamolporn joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of

buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

3. Buying/ selling process of investment products • Describe the features of available channels for buying and selling investment products. • Identify the roles and responsibilities of the financial

alternatives for Thai investors and expand markets for Thai asset management companies. This cross-border advancement is also a good indicator that our investment management industry is on par with international

opportunity for business to adapt towards sustainability using technology advancement and also the changes in resources demands during COVID-19 pandemic. In addition, stakeholders, such as investors

connection with extraterritorial issues, world financial and economic connectivity with more intensified competition and innovation and technology advancement. The 2015 plan comprises six strategic moves: (1