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Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:19 Disclosure Business News Disclosure Business News ( 0 record(s) found) Date Time Heading

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Disclosure Business News

Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:01 Disclosure Business News Disclosure Business News ( 0 record(s) found) Date Time Heading

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Disclosure Business News

Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:15 Disclosure Business News Disclosure Business News ( 1 record(s) found) Date Time Heading

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Disclosure Business News

Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:11 Disclosure Business News Disclosure Business News ( 0 record(s) found) Date Time Heading

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Ranking - Securities/Derivative Business

Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment

, or opening a digital wallet for the purpose of using digital assets as a means of payment for goods and services, etc.; (2) In the case where a digital asset business operator finds that a client

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9366

SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection

. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877

SEC public hearing on draft regulations regarding information disclosure and risk warnings to clients of digital asset business operators

warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10296

SEC revokes approval for an investment consultant for 5 years for having a prohibited characteristic of capital market business personnel

revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8474

SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration

Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10590