SEC will continue to develop the capital market by exercising our core value of openness, insightfulness, collaboration and integrity. Market participants and stakeholders can rest assured that the SEC
} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client
in the electronic customer group. In the air freight segment and increased revenue from Cross Border Service which can be classified as follows Unit : million baht Service For the three-month period
the Standards from Malaysia, the Philippines, Singapore and Thailand. The ACMF also launched a framework on cross-border publication of research reports to facilitate better information flow of ASEAN
fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border
fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
and cross border listing as it will be even more important for regulators to work together to ensure information shared across countries is properly audited and adopts consistent standards. • In
opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by
รวม Cross-border Offering of Funds ผู้ประกอบธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า ผู้ประกอบธุรกิจ สินทรัพย์ ดิจิทัล บุคลากรของผู้ประกอบธุรกิจ ตลาด https://www.sec.or.th/TH/Pages/LawandRegulations