specified in the regulations governing securities business, and (4) showing readiness in terms of work system and personnel. Details of the proposed rules can be viewed at the SEC website: www.sec.or.th
seminar, the SEC will have a follow-up questionnaire to survey the readiness of securities business operators and derivatives brokers for compliance with IFRS/IAS and to gather the problems and concerns of
decided to allow TSFC to resume its business operation upon making registration of capital increase with the Ministry of Commerce and passing the SEC?s inspection of its operational readiness in terms of
appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness
providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation
details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and
During the meeting with Mr. Renaud Meyer, UNDP resident representative to Thailand who has begun his term since 26 March 2019, SEC Secretary-General Ruenvadee Suwanmongkol reaffirmed SEC’s readiness
extension to the time frame of readiness preparation for business commencement in case of necessity. In addition, the regulations governing key aspects of digital asset business operation would be amended
follows due process of law, including collaboration with relevant agencies. In the case of STARK, upon learning of the news, we communicated with DSI our readiness to extend further collaboration, by