promote transparency and disclosure, thereby underpinning the integrity of the market. The Principles also raise awareness of the importance of environmental and social impact among financial market
Principles for Undertaking Securities and Derivatives Businesses
under the guiding principles framework continuously with listed companies. In the first phase, the emphasis was on creating awareness and promoting knowledge and understanding of the guiding principles
purposes through global guidelines and recommendations that promote transparency and disclosure, thereby underpinning the integrity of the market. The Principles also raise awareness of the importance of
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or