for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and
and transfer securities in the clients? accounts into those of other clients who were related to herself to seek personal gains.In addition, Pornthip filled in different confirmation phone numbers on
make trading orders on his or her behalf, the investor must issue a written power of attorney and should examine the trading confirmation documents regularly. _____________________________ * Clause 23
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents
3 Definitions Certified Climate Bond: A Climate Bond that is certified by the Climate Bonds Standard Board as meeting the requirements of the Climate Bonds Standard, as attested through independent
); 3) specific bond characteristics; 4) reporting on the above, and 5) independent verification of the components listed in points 1-4. 3 SLB 2020 : https://www.icmagroup.org/assets/documents/Regulatory
of proposed actions with the plan. For members of net zero alliances, this includes at a minimum their alliance commitments. Secure independent verification of the plan by an appropriately qualified
กองทนุเปิดไทยพาณิชย ์Autonomous Technology and Robotics 1 1. บรษิทัจดัการ : ชือ่ : บรษัิท หลักทรัพยจ์ัดการกองทนุไทยพาณชิย ์จํากดั ทีอ่ยู ่(ภาษาไทย) : ชัน้ 7 – 8 อาคาร 1 ไทยพาณชิย ์ปารค์ พลาซา่ เลขที
determined in accordance with the following formula: Sale Shares Price = Permata Book Value (as set out in the last financial statements published prior to the date of confirmation of satisfaction of all