deemed illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as
Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second
. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second paragraph of Section 30, the second
the Office of the Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of
Miss Nilubol Kreuanoparat Miss Nilubol Kreuanoparat, the former TSF’s chairman of the audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor within
Air Chief Marshal Orranop Menaruchi Air Chief Marshal Orranop Menaruchi, the former TSF’s audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor
auditor within thirty days since the date of notification from the auditor. When the auditor discovers any suspicious circumstance that the director, manager, or any person responsible for the operation of
opinion by an auditor approved by the Office, and such auditor must not be a director, staff member or employee of such securities company. The auditor of the private fund must adhere to the code of conduct
Building Confidence in the Capital Market No. 11/2018 SEC urges CHUO to cooperate with its auditor and submit financial statements promptly Bangkok, 1 February 2018 – The SEC is urging Chuo Senko