Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of Derivatives Exchange and Derivatives Clearing House
ชื่อผู้ได้มา/จำหน่าย :?GOLDEN ROCK PROPERTIES LIMITED | ประเภทหลักทรัพย์ : หลักทรัพย์แปลงสภาพ | วันที่มีหน้าที่ : 04/04/2554
OR "Digital assets" OR "Digital properties"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl
ดิจิทัล OR "Digital assets" OR "Digital properties"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200
OR "Digital assets" OR "Digital properties"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl
; “ capital market product having high-risk or complex characteristics ”5 means the following capital market products: (1) investment units having high-risk or complex characteristics including: (a) investment
characteristics”5 means the following capital market products: (1) investment units having high-risk or complex characteristics including: (a) investment units of a mutual fund offered for sale to institutional or
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as
obtaining approval from the SEC Office under Clause 11; (6) not appearing that the applicant possesses prohibited characteristics under Chapter 3; (7) not appearing that its directors, manager and person