Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
INCORPORATION PUBLIC COMPANY LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 28/02/2020 08:58 Notification of the connected transaction regarding the receipt of financial assistance
LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 23/02/2021 19:26 Report on Connected Transaction (receiving financial assistance) Remark: Data will be displayed within 3 years
LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 29/04/2021 19:01 Informing information on connected transactions (receiving financial assistance from the Company's director and
COMPANY LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 22/07/2021 17:32 Notification of Report on Connected Transaction (Receiving Financial Assistance) Remark: Data will be
Seandar Inc. Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) operated derivatives business without obtaining license or registration
Mr. Huang Young Lin Mr. Huang Young Lin (or Yong Lin Huang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Mr. Tang Tia Julien Mr. Tang Tia Julien (or Tia Julien Tang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Mr. Teh Cheng Huat Mr. Teh Cheng Huat (or Cheng Huat Teh) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license