require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective Investment scheme for retail
การเข้าร่วมใน IOSCO Administrative Arrangement (AA) และ IOSCO Enhanced MMoU (EMMOU) เพื่อยกระดับประสิทธิภาพการให้ความช่วยเหลือระหว่างประเทศสมาชิก เมื่อวันที่ 8 พฤศจิกายน 2564
บริษัทแม่ในไทย (ทำธุรกิจค้าขายสินค้าสินค้าโภคภัณฑ์แบบส่งมอบสินค้าจริง) จะเข้าเป็นคู่สัญญาซื้อขายล่วงหน้า (“hedging arrangement”) กับบริษัทในเครือ 3 – 4 บริษัท เพื่อบริหารป้องกันความเสี่ยง
investment scheme offered in Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective
: __________________________________ __________________________________________ (full name) __________________________________________ (company) Name of foreign collective investment scheme (CIS): Type of arrangement: ASEAN
Srimai, who was an NE director, was involved in the arrangement. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311 312 and 89/7 281/2 paragraph 2 and