may not be available for timely problem solving. However, the SEC's power shall be limited to issuance of order of shareholders? meeting. This alternative approach has been considered in conjunction
) Future of supervision: Pave the way for supervision suitable for the future and reduce burdens on the business sector through a data-driven approach and maximize the use of technologies to increase
communicative value to the users of the report by providing a more informative and tailored reporting specific to clients? circumstances. This is in contrast with the present reporting approach consisting of
communicative value to the users of the report by providing a more informative and tailored reporting specific to clients? circumstances. This is in contrast with the present reporting approach consisting of
market and the real sector;(4) Future of supervision: Pave the way for supervision suitable for the future and reduce burdens on the business sector through a data-driven approach and maximize the use of
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
. Institutional investors will be a key driver to promote such implementation, while supervision of financial advisors will be strengthened on par with securities businesses in general. In addition, more emphasis
compete. One approach is to explore new lines of business other than their core securities and derivatives businesses. Such new businesses may have a higher investment value and a higher risk, or may not
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management