of such characteristics and the necessity of SEC discretion ? (1) no discretion needed because of clear incidents of inappropriateness, (2) partial discretion needed in cases where reference is made to

Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be

Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet

necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market

been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear

prospectus to be clear and concise by taking into account recommendations from industry.The proposed revisions aim to (1) simplify format for information disclosure, (2) facilitate minor amendments to be more

Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory

of Business Operation: Derivatives agents must have in place (1) clear organization structure, (2) working system that prevents conflict of interest and the leak of information, (3) risk management

letters to all financial advisers requiring them to rigorously perform their due diligence work in preparing IPO applications. Emphasis are placed on 4 main aspects: (1) clear shareholding structure, (2

to disclose this information to warn investors before they make investment decisions. For example, leasehold property funds (Type1), which are prohibited from investing in new assets, must give clear