) English (United States) ActandRoyalEnactment (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities and
) English (United States) ActandRoyalEnactment (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities and
Royal Enactments Act and Royal Enactment SHARE : Detail Content Act/ Royal Enactment S ecurities and Exchange Act B.E. 2535 (1992) as amended Derivatives Act B.E. 2546 (2003) as amended
recognition of funds arrangement between Hong Kong and Thailand (“Thai Master Fund”). (m) “Hong Kong Management Company” means a corporation which is licensed or registered for Type 9 regulated activity (asset
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
shares (amended) Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
Financial Statement Yearly, 2010 Due date for amended financial statement 29-Sep-2011
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act