bankruptcy law, provided that the company has provided sufficient underlying shares for the exercise of newly issued warrants; (2) any other case as deemed necessary and appropriate, and granted an exemption
securities, provided that: (a) In case the number of the securities which the applicant intends to acquire will not result in the applicant becoming a shareholder with the voting rights reaching or exceeding
and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted the
securities and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted
Connected Transaction (the extend period for granted financial assistance) (Revised) To: The President The Stock Exchange of Thailand G J Steel Public Company Limited (“the Company”) would like to report
evaluation by the SEC Office regarding the management of the operational risk and the customer relationship risk not higher than the medium level or in an acceptable level, unless granted an exemption from the
, unless permission has been granted by the Office to open or close its office at any other hours or days.
"Antella Investment" without proper licenses granted. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/06/2001
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a