17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other persons’ use. 6 Added

BLA through its the securities trading account in such a way as to take advantage of other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2

own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that BLA’s operating net loss of 880.59 million baht significantly

Group Public Company Limited (TOG). The offenders paid civil penalties and compensation for the received benefit, at the total amount of 4.83 million baht. According to the referral from the Stock

information about an increase of the net profit in the financial statements of Q2/2018. Subsequently, on 25 June 2018 to 17 July 2018, Mr. Pongsak colluded with Miss Nontiya Ponlawat to commit offense in using

securities transaction of Wattanasophonpanich Co., Ltd. ordered 200,000 shares of BLA to be sold from the securities trading account of Wattanasophonpanich Co., Ltd. in such a way as to take advantage of

virtue of his position, that is: - the net profit of TOG in the 3rd quarter of 2015 of 89.62 million Baht, which increased by 136.97 percent compared to the 3rd quarter of 2014 and 119.23 percent

an increase of the net profit in the financial statements of 2017. Subsequently, on 27 December 2017 to 22 February 2018, Ms. Chantip using Miss Amornrat Kasemsakdakorn and Miss Walailuck

such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net

inside information about an increase of the net profit of PERM in the 1st quarter of 2016 and the 3rd quarter of 2016 by virtue of her position. Subsequently, she purchased PERM shares through her