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SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
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SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will allow the association to invest in certain types of securities, provided that, such investment is made...
for filing a lawsuit to a civil court currently under the process of legal execution SEC Act (the fifth amendment) Section 281/2 para.1 in conjunction with 89/7 Civil Action Dated 28/12/2018
amount of 97,185.00 Baht SEC Act (the fifth amendment) Section 297 para.1 Civil Action Dated 08/07/2022